Data Integrity, Audit Trail, and Electronic Signature

In regulated sectors, it is not enough for a result to be correct; it must be demonstrably correct . This area is defined by the ALCOA+ principles.

Principle Meaning The equivalent in the system
Attributable The owner of each record is known. Personal user account, shared account banned.
Legible The recording is legible and permanently readable. Structured fields, standard units and terms.
Simultaneous Registration is done instantly. System timestamp, retroactive access restriction.
Original Preservation of the original record or a verified copy. Raw data storage, direct transfer from the device.
TRUE The record reflects the truth. Automated calculation, access controls, second-party approval.
Complete All data, including repetitions and cancellations, is stored. Cancellation instead of deletion, requiring justification.
Consistent The records are sequential and consistent. State flow rules, date consistency checks.
Permanent It remains intact for the required period. Backup, archiving, recovery testing.
Accessible Available when needed. Readable output from the archive, auditor has read-only access.
Requirements for audit permit
  • A record of every creation, modification, and cancellation operation.
  • Who, when, old value, new value, and reason for the change.
  • The registration cannot be closed or modified by the user.
  • The audit trail needs to be reviewed regularly; it's not enough for the record to simply exist, it needs to be actively examined.
  • The electronic signature must include identity verification and a statement of the purpose of the signature.
  • Delegation of responsibilities based on role and periodic review.
Cloud and verification

As laboratory systems move to the cloud, the scope of validation has expanded to include not only the application but also the infrastructure and service provider . The current regulatory approach addresses risk-based validation, supplier auditing, identity and access management, and cybersecurity within the same framework.

The practical implication is this: the system provider's ability to provide verification documentation, change management, and backup proof significantly reduces the customer's verification burden.

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