-Eliminate data gaps by capturing 100% of employee personal transactions electronically.
-Provide an automated trade pre-authorization approval process to increase efficiency.
-Run a comprehensive selection of pre-approval rules related to an employee's personal transactions.
-Automate the collection of employee disclosures regarding personal accounts, transactions, and companies to create a more comprehensive and systematic compliance program.
-Easily access compliance monitoring reports for all audit requests.
-Easily filter all data in the system and export it to .csv, excel and PDF formats.
-Integrate trading rules with internal trading systems.